Notes

Change management for digital transformation: using ADKAR and Kotter so people actually adopt the new way

Go-live is not adoption. How Kotter's eight steps and the ADKAR model work together in a transformation program, how to find each team's barrier point, which actions fix which barrier, and how to measure adoption.

The system went live on time and on budget. Three months later, half the team is still using the old spreadsheet, the other half uses the new tool in ways nobody intended, and the promised benefits are nowhere to be seen. Technically, the project succeeded. In every way that matters, it didn't.

This is the most common way digital transformations fall short. BCG found that 70% of digital transformations fall short of their objectives, and in a McKinsey survey only 16% of respondents said their transformation had improved performance and sustained it. The fix isn't more communication emails. It's treating adoption as part of the work, with the same structure you'd give the technology.

Two models do most of the heavy lifting: Kotter's eight steps for leading the change across an organisation, and ADKAR for getting each person through it.

Two models, two jobs

Kotter's 8 steps ADKAR
Level The organisation The individual
Answers "What must leadership do, in what order?" "Where is this person or team stuck?"
Origin John Kotter, Harvard Business Review, 1995 Jeff Hiatt, Prosci, developed in 1996
Best used for Planning the program's change activities Diagnosing resistance and targeting help

They're complementary. Kotter tells leadership what to do. ADKAR tells you whether it's working, team by team.

Kotter's eight steps, in a digital program

Step What it looks like in practice Warning sign it was skipped
1. Create a sense of urgency Show the cost of today's process in numbers: hours, errors, lost customers People ask "why are we doing this?" at go-live
2. Build a guiding coalition A sponsor with authority, plus respected people from each affected team The program is seen as "an IT project"
3. Form a vision One sentence on how work will be different, and why that's better Every presentation explains it differently
4. Communicate the vision Repeated, by line managers, in team meetings, not only by email Teams hear about changes from rumours
5. Remove obstacles Fix the old incentives, reports and approvals that pull people back "The new tool is fine, but my boss still wants the Excel"
6. Create short-term wins A visible, measured improvement within the first few months Momentum fades after launch
7. Build on the change Use early wins to take on the harder processes The program declares victory at go-live
8. Anchor it in the culture New ways become the standard: in onboarding, KPIs and job descriptions Six months on, the old way creeps back

Kotter's original argument, drawn from more than 100 companies, was that skipping steps creates only the illusion of speed. (He has since reworked the steps into eight "accelerators" that run in parallel, but the sequence is still the clearest way to plan.) In digital programs, step 5 is the one most often skipped: the tool changes, but the reports, approvals and targets around it don't.

ADKAR: what each person needs

  • Awareness of why the change is needed. Do I understand the reason?
  • Desire to take part. Do I want to, and what's in it for me?
  • Knowledge of how to change. Do I know what to do differently?
  • Ability to do it in real work. Can I actually do it, at full speed?
  • Reinforcement to keep it going. Is anything making me stick with it?

The order matters. Training (Knowledge) doesn't help someone who doesn't see why the change is needed (Awareness). This is why a training-only rollout so often fails: it jumps to step three.

Find the barrier point

Ask each team to rate each element from 1 to 5, in a short anonymous survey or in facilitated conversations. The first element in the sequence that scores 3 or lower is the barrier point. Everything after it is secondary until it's fixed.

Awareness Desire Knowledge Ability Reinforcement Finance 5 4 4 4 4 Sales 3 4 2 2 2 Warehouse 4 4 2 3 2 HR 4 5 4 3 3
ADKAR scores for four teams after the rollout of a new expense and procurement system. The ringed element is each team's barrier point. The faded elements after it can't be fixed until the barrier is.

Reading the chart:

  • Finance has no barrier. They asked for the change and use the system well. Keep reinforcing.
  • Sales is stuck at Awareness. Scores for later elements are low too, but more training won't help: they don't see why the change matters. Their leaders need to explain it, in their own terms.
  • Warehouse understands and wants the change, but is stuck at Knowledge. They need hands-on training on their actual tasks.
  • HR knows how, but is stuck at Ability. They need practice time and someone on hand in the first weeks.

Four teams, one rollout, three completely different fixes. A single company-wide change plan would have missed all three.

Match the action to the barrier

Barrier Typical symptom What works What doesn't
Awareness "Why are we even doing this?" The sponsor and direct managers explaining the reason, with numbers A newsletter
Desire "I get it, but not for me" Answering "what's in it for me", involving people in the design, removing personal downsides More facts about the business case
Knowledge "I don't know how to do my job in it" Role-based training on real tasks, just before go-live Generic training months early
Ability "I know how, but it's slow and I get stuck" Practice, floor support, super-users, time to learn Assuming training equals ability
Reinforcement Old workarounds come back Recognition, KPIs and reports that use the new way, switching off the old one Declaring victory at go-live

Does it make a difference?

Prosci's long-running research with more than 2,600 practitioners links the quality of change management to project results:

Change management was… Projects that met or exceeded objectives
Excellent 88%
Good 73%
Fair 39%
Poor 13%

The numbers are self-reported, and they come from the company that sells ADKAR, so read them as direction rather than precision. The direction is hard to argue with.

Measure adoption, not go-live

Go-live is a date. Adoption is a result. Track these for at least three months after launch:

Measure What it tells you Example target
Usage Share of intended users active each week Above 90% by week 6
Proficiency Errors, rework and time per transaction Time per case back to baseline by week 8
Workarounds Shadow spreadsheets, emails and manual steps still in use Old process switched off by week 12
Speed of adoption How quickly each team reaches the target No team more than 4 weeks behind
Business outcome The benefit the change was for Cycle time, cost or error rate from the business case

Break every measure down by team. The averages will hide the one team that's struggling, and that team is usually where the barrier point is.

A 90-day plan for your next rollout

  1. Before launch: name the sponsor, write the one-sentence vision, run a first ADKAR survey, and plan the obstacles you'll remove (reports, approvals, incentives).
  2. Launch: role-based training right before go-live, super-users in every team, visible sponsor presence.
  3. Weeks 2 to 6: track usage weekly, run a second ADKAR survey, and act on each team's barrier point.
  4. Weeks 6 to 12: publish the first measured win, switch off the old way, and fold the new process into onboarding and KPIs.

None of this is complicated. It's just usually left out of the plan, because it doesn't appear in the technology project's scope. Put it in.

Choosing what to automateThe other half of a transformation: which processes to change first, and with what kind of automation.

Sources

The teams and scores are illustrative.

NextDMAIC step by step: a Lean Six Sigma project from problem to control

Working on something like this?

I work with operations and transformation teams on operational excellence, digital transformation programs, supply chains and industrial AI. If this sounds like your line, your program or your problem, I’d be glad to compare notes.

Abolfazl Shirkavand